Wednesday, April 23, 2014

Corporate Raiders and Bankruptcy

In tonight’s Google search for the latest bankrupt company, I ran across this Bloomberg article about a shipping company name Genco, that just filed for Chapter 11. The company is owned by a former Drexel Burnham investment banker, New York socialite/failed shipping baron, Peter Georgiopoulos.


The article itself wasn’t very interesting or illuminating.  The thrust was that shipping companies, Genco included, have fallen on hard times because they bought too many big boats in 2008, and now the charter rates they get paid to carry goods aren’t high enough to cover their expenses.

What caught my eye was the following paragraph:

“Georgiopopulos’s General Maritime Corp., which operates in more than 230 ports in more than 70 countries, filed for bankruptcy in November 2012. Its restructuring gave Oaktree Capital Management LP most of the company’s new stock.”

For some reason, this reminded me of something that stuck with me from Professor Hunt’s basic finance class: “bankruptcy simply shifts the ownership of the firm from equity holders to debt holders without changing the total value to all investors.” (Berk & DeMarzo, Corporate Finance, pg. 512)

I started to wonder who Oaktree Capital was and how they ended up the owners of General Maritime.  Specifically, I wondered if Oaktree had become an equity owner in this business not because of some unlucky market turn, but intentionally.  This turned out to be an interesting line of inquiry.

Oaktree is a private equity fund that invests in “less efficient markets and alternative investments.” (http://www.oaktreecapital.com) According to another Reuters article, Oaktree “invested about $175 million as part of General Maritime’s restructuring. Oaktree had lent General Maritime a $200 million loan in May 2011 year prior to the company’s Chapter 11 filing. That loan was converted into equity once General Maritime emerged from bankruptcy. Oaktree now owns 98 percent of General Maritime’s stock.” (http://www.reuters.com/article/2012/07/13/us-generalmaritime-idUSBRE86C10220120713)

As it turns out, the other creditors had objections to the way the deal went down, and the Bankruptcy judge was not entirely comfortable with the transaction either. According to another article, General Maritime had negotiated the loan and Oaktree’s investment before filing for bankruptcy. The Bankruptcy judge questioned expense reimbursements and the size of the breakup fee for Oaktree should a higher bidder emerge to buy the company. The judge said, “This has all the hallmarks of a loan-to-own structure…Even if the committee is satisfied, I’m not entirely satisfied.” (http://mobile.bloomberg.com/news/2011-12-15/general-maritime-reaches-agreement-with-creditors-on-75-million-loan.html) Amazingly, Georgiopopulos was kept on to run the company, and unsurprisingly this only led to further speculation that Oaktree and Georgiopopulos had colluded to bilk the unsecured creditors.

I’m not entirely clear how this whole deal went down, and what exactly happened to the other creditors. What I took away is that hedge funds that specialize in distressed companies may find bankruptcy a useful tool to muddy the waters of fiduciary duty, brush aside shareholder rights that would normally be protected in an acquisition outside bankruptcy, and to otherwise bypass a lot of the problems that I had to learn about in M&A and Securities Regulations classes. Not sure if that’s a good or a bad thing…

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