Tuesday, April 22, 2014

Bankruptcy in China

This WSJ Blog, arguing that more Chinese companies should go bankrupt got me thinking about the cultural assumptions and history that underlie our own bankruptcy code.


China enacted its current bankruptcy law, roughly modeled on the American law, in 2007. The blog points out that despite a number of recent defaults in the real-estate sector, there have been no major bankruptcies in recent years.

The following are some broad generalizations on cultural/historical influences in China that seem to lead to dramatically different uses of two similarly drafted bankruptcy laws:

1.  In China, there is a tradition of “saving face” which makes bankruptcy an especially unpalatable option for “successful” businesspeople.  In Silicon Valley, failure is expected, if not celebrated, as part of the process of innovation and progress. In China, public failure seems to elicit stronger feelings of shame, and the article points out that failed businessmen often flee rather than face the music.

2.  There is built in conflict between local and centralized interests within the Chinese state.  The article points out that the central government may be increasingly open to the idea of bankruptcy, but local officials have an incentive to drive local economic growth by papering over failed companies with shady accounting and bad loans. In the US, the federal courts oversee the process, using state rules to determine many of the property issues.

3.  Both of the above issues stem from very different legal/commercial histories in each country. In the US, bankruptcy is baked into the Constitution, and thus practically given the stamp of approval from the Founders. The decisions of bankruptcy courts are informed by hundreds of years of commercial law. In China, on the other hand, commerce as we know if didn’t really start until the 1990s. The bankruptcy law is less than a decade old, and there is sparse legal infrastructure with which to build the up the institution. This might be an even more pressing issue that cultural differences.

I’ll leave you with a delightful analogy/metaphor from Mr. Chan, a real estate developer who believes that more bankruptcies would strengthen the market:
“’You need to use the toilet every day,’ said Mr. Chan. ‘You have to discharge something.’”


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